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    <td style="border-collapse: collapse; border: none;">
      <a href="http://www.openairinterface.org/">
         <img src="./images/oai_final_logo.png" alt="" border=3 height=50 width=150>
         </img>
      </a>
    </td>
    <td style="border-collapse: collapse; border: none; vertical-align: center;">
      <b><font size = "5">F1 split design</font></b>
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[[_TOC_]]

# Introduction

The F1 interface is the functional split of 3GPP between the CU (centralized
unit: PDCP, RRC, SDAP) and the DU (distributed unit: RLC, MAC, PHY). It is
standardized in TS 38.470 - 38.473 for 5G NR.

F1 specs:
* 3GPP TS 38.470 F1 general aspects and principles
* 3GPP TS 38.471 F1 layer 1

F1-C:
* 3GPP TS 38.472 F1 signalling transport
* 3GPP TS 38.473 F1 Application Protocol (F1AP)

F1-U:
* 3GPP TS 38.474 F1 Data Transport

No equivalent for 4G exists.

## Control plane (F1-C)

The interface F1-C is designed for the exchange of signalling messages between the
Radio Network Layer (RNL) and the Transport Network Layer (TNL). It
consists of F1 Application Protocol messages (F1-AP) exchanged over SCTP.

## Data plane (F1-U)

F1-U uses GTP-U for information exchange.

# OAI Implementation Status

The implementation of F1AP messages is seamlessly integrated into OAI, supporting both Monolithic SA
and CU/DU functional split modes. The F1 code is therefore always compiled with nr-softmodem.
This architecture ensures that even *when operating a monolithic gNB, internal information exchange
always utilizes F1AP messages*.
The major difference lies in the CU/DU split scenario, where ASN.1-encoded F1AP messages (F1-C) are
exchanges over SCTP, via a socket interface.

This is the current status:

- gNB-CU/gNB-DU split
- Supported deployments:
  * SA
  * Single cell per DU
  * Multiple DUs connected to one CU (both CP and UP)
  * [Mobility between DUs connected to a single CU](../handover-tutorial.md)
- Not supported:
  * NSA

## F1-C

### F1AP messages

Refer to [FEATURE_SET.md](FEATURE_SET.md#gNB-F1AP) to learn about the current F1AP implementation status.

### High-level F1-C code structure

The F1 interface is used internally between CU (mostly RRC) and DU (mostly MAC)
to exchange information. In DL, the CU sends messages as defined by the
callbacks in `mac_rrc_dl.h`, whose implementation is defined in files
`mac_rrc_dl_direct.c` (monolithic) and `mac_rrc_dl_f1ap.c` (for F1AP). In the
monolithic case, the RRC calls directly into the message handler on the DU side
(`mac_rrc_dl_handler.c`). In the F1 case, an ITTI message is sent to the CU
task, sending an ASN.1-encoded F1AP message. The DU side's DU task decodes the
message, and then calls the corresponding handler in `mac_rrc_dl_handler.c`.
Thus, the message flow is the same in both F1 and monolithic cases, with the
difference that F1AP encodes the messages using ASN.1 and sends over a socket.

In UL, the callbacks defined in `mac_rrc_ul.h` are implemented by
`mac_rrc_ul_direct.c` (monolithic) and `mac_rrc_ul_f1ap.c` (F1). In the direct
case, an ITTI message is directly sent to the RRC task (hence, there is no
dedicated handler). In F1, the DU task receives the ITTI message, encodes using
ASN.1, and sends it over a network socket.  The CU task decodes, and sends the
same ITTI message to the RRC task as done directly in the monolithic case.

Summary of callbacks and handlers:

| Entity | Callback definition | Callback F1 Implementation | Callback Monolithic SA Implementation | Handler              |
|--------|---------------------|----------------------------|---------------------------------------|----------------------|
| CU/RRC | `mac_rrc_dl.h`      | `mac_rrc_dl_f1ap.c`        | `mac_rrc_dl_direct.c`                 |No handler (use ITTI) |
| DU/MAC | `mac_rrc_ul.h`      | `mac_rrc_ul_f1ap.c`        | `mac_rrc_ul_direct.c`                 |`mac_rrc_dl_handler.c`|

A sequence diagram for downlink F1AP messages over the OAI CU/DU functional split:

```mermaid
sequenceDiagram
    box rgba(17,158,189,255) CU/RRC
    participant TASK_RRC_GNB
    participant TASK_CU_F1
    end
    Note over TASK_RRC_GNB: MAC/RRC callback
    TASK_RRC_GNB->>+TASK_CU_F1: F1AP message (ITTI)
    Note over TASK_CU_F1: F1 message encoding
    Note over TASK_CU_F1: ASN.1 encoding
    box Grey DU/MAC
    participant TASK_DU_F1
    participant MAC
    end
    Note over TASK_DU_F1: F1AP DL message handler
    TASK_CU_F1->>+TASK_DU_F1: SCTP (ITTI)
    Note over TASK_DU_F1: F1 message decoding
    Note over TASK_DU_F1: ASN.1 decoding
    TASK_DU_F1->>+MAC: F1AP message (function call)
    Note over MAC: MAC DL message handler
```
and for the uplink F1AP messages:

```mermaid
sequenceDiagram
    box rgba(17,158,189,255) CU/RRC
    participant TASK_RRC_GNB
    participant TASK_CU_F1
    end
    box Grey DU/MAC
    participant TASK_DU_F1
    participant TASK_MAC_GNB
    end
    Note over TASK_MAC_GNB: MAC/RRC callback
    TASK_MAC_GNB->>+TASK_DU_F1: F1AP message (ITTI)
    Note over TASK_DU_F1: F1 message encoding
    Note over TASK_DU_F1: ASN.1 encoding
    Note over TASK_CU_F1: F1AP UL message handler
    TASK_DU_F1->>+TASK_CU_F1: SCTP (ITTI)
    Note over TASK_CU_F1: F1 message decoding
    Note over TASK_CU_F1: ASN.1 decoding
    TASK_CU_F1->>+TASK_RRC_GNB: F1AP message (ITTI)
```

Alternative sequence handling (e.g. Monolithic), for downlink:

```mermaid
sequenceDiagram
    box rgba(17,158,189,255) RRC
    participant TASK_RRC_GNB
    end
    Note over TASK_RRC_GNB: mac_rrc_dl_direct.c callback
    box Grey MAC
    participant TASK_MAC_GNB
    end
    TASK_RRC_GNB->>+TASK_MAC_GNB: raw F1AP message
    Note over TASK_MAC_GNB: mac_rrc_dl_handler.c
```
and for the uplink:

```mermaid
sequenceDiagram
    box rgba(17,158,189,255) RRC
    participant TASK_RRC_GNB
    end
    box Grey MAC
    participant TASK_MAC_GNB
    end
    Note over TASK_MAC_GNB: mac_rrc_ul_direct.c callback
    TASK_MAC_GNB->>+TASK_RRC_GNB: raw F1AP message (ITTI)
```

## F1-U

Current status:

* Buffer status report over GTP-U
* Each packet is acknowledged individually
* Support of multiple DUs per CU

# How to run

As mentioned earlier, OAI uses F1 internally. It is always compiled in.
To start CU/DU, you use `./nr-softmodem` with the appropriate configuration
files, for instance:

```
sudo cmake_targets/ran_build/build/nr-softmodem -O ci-scripts/conf_files/gnb-cu.sa.band78.106prb.conf
sudo cmake_targets/ran_build/build/nr-softmodem -O ci-scripts/conf_files/gnb-du.sa.band78.106prb.rfsim.conf
```

These files are tested in the CI, and are configured for use in docker,
see [this `docker-compose` file](../ci-scripts/yaml_files/5g_f1_rfsimulator/docker-compose.yaml).

The rules to decide if a config triggers a start of a DU, CU, or monolithic
gNB, are, in order:
1. If the `MACRLCs` section lists `f1` as **northbound transport preference**
   (`tr_n_preference`), it is a DU.
2. If the `gNBs` section lists `f1` as a **southound transport preference**
   (`tr_s_preference`), it is a CU.
3. It is a (monolithic) gNB.

## F1 IP configuration for Local network deployment of F1

The following paragraphs explain the IP configuration for F1 in the OAI config
files on the example of a a local deployment.  We assume that the CU will bind
on `192.168.70.129` towards the core, `127.0.0.3` towards the DU, and the DU
`127.0.0.4` towards the CU.

In the CU file:
- Update the `gNBs.[0].amf_ip_address` and `gNBs.[0].NETWORK_INTERFACES`
  section towards the core (typically, OAI CN is configured to provide a docker
  bridge on `192.168.70.129` and the AMF is on `192.168.70.132`):
  - `gNBs.[0].amf_ip_address.[0].ipv4 192.168.70.132`
  - `gNBs.[0].NETWORK_INTERFACES.GNB_IPV4_ADDRESS_FOR_NG_AMF 192.168.70.129`
  - `gNBs.[0].NETWORK_INTERFACES.GNB_IPV4_ADDRESS_FOR_NGU 192.168.70.132`
- Set `gNBs.[0].tr_s_preference` (transport south-bound) to `f1`
- Update the `gNBs.[0].local_s_address` (CU-local south address) for the
  F1-C/SCTP and F1-U/GTP/UDP south-bound interfaces: `127.0.0.3`
- Note: the `gNBs.[0].remote_s_address` (CU-remote/DU south address) is
  ignored, but we recommend to put `0.0.0.0` ("any")
- Ports should match the ones in the DU config, but for simplicity and
  standards-conformity, simply set all to 2152:
  - `local_s_portc` in CU should match `remote_n_portc` in DU
  - `local_s_portd` in CU should match `remote_n_portd` in DU
  - `remote_s_portc` in CU should match `local_n_portc` in DU
  - `remote_s_portd` in CU should match `local_n_portd` in DU

In the DU file:
- Set `MACRLCs.[0].tr_n_preference` to `f1`
- Update `MACRLCs.[0].local_n_address` (local north-bound address of the DU) to
  `127.0.0.4`. This IP address is used to bind the F1-C/SCTP and F1-U/GTP/UDP
  socket.
- If you need to bind to different addresses for F1-C and F1-U, there is a
  second option `MACRLCs.[0].local_n_address_f1u` which is used to bind
  F1-U/GTP/UDP instead; F1-C/SCTP will still bind to the address in
  `MACRLCs.[0].local_n_address`.
- Update `MACRLCs.[].remote_n_address` (remote north-bound address of the CU)
  to `127.0.0.3`. This IP address is used as the CU destination IP address for
  F1AP communication.

Note: at the DU, you can bind to different interfaces for F1-C and F1-U with
the options `MACRLCs.[0].local_n_address` and
`MACRLCs.[0].local_n_address_f1u`, respectively. Note that this is not foreseen
for the CU; in the case of the CU, please use separate CU-UP and CU-CP.

## Configuration of multiple DUs

Upon F1 Setup Request of a new DU, the CU cross-checks that

- no DUs have the same gNB-DU IDs, taken from `gNBs.[0].gNB_ID`, and
- no cells have the same NR Cell ID, taken from `gNBs.[0].nr_cellid`, and
- no cells have the same physical cell IDs, taken from `gNBs.[0].servingCellConfigCommon.[0].physCellId`.

If any of these are the same, the CU will reject the DU with an F1 Setup
Failure. Thus, you should make sure that in the DU's configs, these parameters
are set differently.

You have to of course make sure that the local interface of the DU
(`MACRLCs.[0].local_n_address`) is different as well.

Assuming you use RFsim, you should make the RFsimulator server side (typically
the gNB) bind on different hosts (`rfsimulator.serverport`).

# Code documentation

## Common multi-threading architecture

The CU and DU interfaces are based on ITTI threads (see `common/utils/ocp_itti/itti.md`)
adopted by all OAI upper layers to run isolated threads dedicated to one feature.

```mermaid
graph TD
Linux[configuration file] --> APP[gNB_app_task]
Socks[Linux UDP] --> GTP[nr_gtpv1u_gNB_task]
APP --> CU
APP --> DU
A[Linux SCTP] -->|sockets| SCTP(OAI itti thread TASK_SCTP)
SCTP-->|TASK_NGAP| NG[ngap_gNB_task]
NG-->|TASK_SCTP| SCTP
SCTP-->|TASK_DU_F1| DU[F1AP_DU_task]
SCTP-->|TASK_CU_F1| CU[F1AP_CU_task]
CU-->|TASK_RRC_GNB| RRC
RRC -->|non ITTI| PHY[OAI L1+L2]
RRC -->|API calls to create tunnels| GTP
PHY --> |user plane| GTP
CU --> |TASK_GTPV1_U| GTP
DU --> |TASK_GTPV1_U| GTP
```

A "task" is a Linux thread running an infinite waiting loop on one ITTI queue.

The `app` task manages the initial configuration; the `sctp` task manages the
SCTP Linux sockets.

The CU encoding/decoding runs in the task executing `F1AP_CU_task()`. It stores its private data context in a static variable.
The DU encoding/decoding runs in the task executing `F1AP_DU_task()`. The design is similar to CU task.

All GTP-U tunnels are managed in a Linux Thread, that have partially ITTI design:

1. tunnel creation/deletion is by C API functions direct calls (a mutex protects it)
2. outgoing packets are pushed in a ITTI queue to the gtp thread
3. incoming packets are sent to the tunnel creator using a C callback (the callback function is given in tunnel creation order). The callback should not block


## F1-C messages towards the CU

The CU thread starts when the CU starts. It opens listening socket on the
configuration-specified IP/port by sending the appropriate message to
`TASK_SCTP`.  It will accept any incoming connection and forward any F1 message
to RRC.

You can trace any message by looking up the handler
`cu_task_handle_sctp_data_ind()`, which ultimately triggers a corresponding
ITTI message sent to RRC. All ITTI messages arriving are dispatched in the ITTI
message handling function in `rrc_gNB.c`.  For your convenience, find below a
table of same messages that might arrive from the DU and how they are
forwarded.

After handling messages, the RRC uses a callback that determines if messages go
directly to the MAC or are sent to the CU ITTI task (see
[above](#high-level-f1-c-code-structure))

You might also want to consult TS 38.401 regarding the message exchange.

| Incoming F1 message | ITTI message to RRC | RRC handler | Comments |
|---------------------|---------------------|-------------|----------|
| F1 Setup Request | `F1AP_SETUP_REQ` | `rrc_gNB_process_f1_setup_req()` | will trigger either a response or failure |
| Initial UL RRC Message Transfer | `F1AP_INITIAL_UL_RRC_MESSAGE` | `rrc_gNB_process_initial_ul_rrc_message()` | first message from UE, follows up with RRC Setup or Reestablishment |
| UL RRC Message Transfer | `F1AP_UL_RRC_MESSAGE` | `rrc_gNB_decode_dcch()` | UL RRC messages contain DCCH |
| UE Context Response | `F1AP_UE_CONTEXT_SETUP_RESP` | `rrc_CU_process_ue_context_setup_response()` | does not trigger a follow-up, as UE sends Security Response |
| UE Context Modification Response | `F1AP_UE_CONTEXT_MODIFICATION_RESP` | `rrc_CU_process_ue_context_modification_response()` | triggers Reconfiguration if CellGroup in answer |
| UE Context Modification Required | `F1AP_UE_CONTEXT_MODIFICATION_REQUIRED` | `rrc_CU_process_ue_modification_required()` | triggers Reconfiguration |
| UE Context Release Request | `F1AP_UE_CONTEXT_RELEASE_REQ` | `rrc_CU_process_ue_context_release_request()` | RRC will trigger UE release |
| UE Context Release Complete | `F1AP_UE_CONTEXT_RELEASE_COMPLETE` | `rrc_CU_process_ue_context_release_complete()` | frees UE Context, signals to NGAP |

## F1-C Messages towards the DU

The task "gNB app", after reading the configuration file, sends a message
`F1AP_DU_REGISTER_REQ` to the DU task. This message contains network
configuration for the establishment of the SCTP connection, as well as the F1
Setup Request to be sent to the CU.

Using the network configuration, the DU task sets up an SCTP connection via the
SCTP task.  When it receives from the SCTP task the socket creation success,
the DU task encodes and sends the F1 setup message to the CU.

Similarly as for the CU, you can trace any message by looking up the handler
`du_task_handle_sctp_data_ind()`. Unlike in the CU, the decoders do NOT send an
ITTI message, but directly call into the scheduler via a message handling
function. This handler acquires the scheduler mutex and executes the
corresponding message handling functionality. All handlers are in
`mac_rrc_dl_handler.c`.

After handling messages, the MAC uses a callback that determines if messages
are sent back to RRC via ITTI, or are sent to the DU ITTI task (see
[above](#high-level-f1-c-code-structure))

You might also want to consult TS 38.401 regarding the message exchange.

| Incoming F1 message | MAC handler | Comments |
|---------------------|-------------|----------|
| F1 Setup Response | `f1_setup_response()` | the DU does not start the radio before receiving this message |
| DL RRC Message Transfer | `dl_rrc_message_transfer()` | Processing timer started if reconfiguration is present[^footnote-reconfig] |
| UE Context Setup Request | `ue_context_setup_request()` | |
| UE Context Modification Request | `ue_context_modification_request()` | |
| UE Context Modification Confirm | `ue_context_modification_confirm()` | |
| UE Context Modification Refuse | `ue_context_modification_refuse()` | Will trigger release request |
| UE Context Release Command | `ue_context_release_command()` | Starts timer for release if UE in sync |

[^footnote-reconfig]: The DU does not decode RRC messages, and does not know
  whether an RRC message is a reconfiguration. However, the spec mandates that
  a reconfiguration has to be triggered if the CU receives a CellGroupConfig,
  originating at the DU. See also flag `expect_reconfiguration`.

## F1-U messages

### General

In the DU in UL, RLC checks in `deliver_sdu()` if we are operating in split
mode, and either (direct) calls `pdcp_data_ind` (DRB) or (f1ap) sends a GTP
message through the GTP API.

In the CU in UL, assuming the tunnel is in place, GTP decapsulates the packet
and calls the callback `cu_f1u_data_req()`, which calls `pdcp_data_ind()` in CU.

In the CU in DL, the PDCP function `deliver_pdu_drb_gnb()` either (direct) calls
into the RLC via `enqueue_rlc_data_req()`, or (f1ap) sends a GTP message
through the GTP API.

In the DU in DL, assuming the GTP-U tunnel exists, GTP decapsulates the packet
and calls the reception call back `du_rlc_data_req()`, which calls
`enqueue_rlc_data_req()` in turn.

## Tunnel Setup

In GTP-U, TS 29.281 specifies a optional header (NR RAN Container). This
extension header may be transmitted in a G-PDU over the X2-U, Xn-U and F1-U user
plane interfaces, but it is not mandatory.

Note that the GTP-U uses internal tables. Instead of exposing TEIDs, it uses the
UE ID (RNTI, RRC UE ID) and Radio Bearer ID to map to a TEID for outgoing GTP-U
packets. Upon receiving, it does the reverse and calls the callbacks.  In the CU
case, the DRB tunnel to DU and the tunnel on N3 have the same keys (RRC UE ID,
RB ID), but they run in two different GTP-U instances.  Each instance binds on
diffrent sockets, which is the reason you cannot have the same interface for
F1-U and N3/NG-U interfaces (this can be considered a design flaw).

In F1AP, for each "DRB to Be Setup Item IEs", we have a field TNL (transport
network layer) to set a specific GTP tunnel (@IP, TEid). This is the same for
each message related to DRBs.

So, For each F1AP containing DRB setup/modification/deletion, the related GTP-U
tunnels will be modified one to one.  The exception is the intialisation of new
tunnel: in the call to tunnel creation, we need to send the remote TEID, but we
don't know yet if we are the initial source. In this case, we issue a dummy
(0xFFFF) remote TEID; when we receive the remote answer, we get the source teid,
with which the GTP-U endpoint is updadet.
